Sia · Hong Kong, , Hong Kong
Consultant- Trade Surveillance- Contract
以合同形式开展历史交易监察告警审查与整改支持
狀態未確認核驗時間未確認
目前未能確認此職位是否仍在招聘,請先到原始來源核實。
薪酬未公開
學歷Bachelor’s Degree
語言未說明
經驗8年以上合规咨询、监控或市场行为相关经验
工作內容
- 审查并清理 SMARTS 平台生成的交易监察告警
- 按市场失当规则、内部政策和监管要求研判告警
- 撰写可审计的调查结论并升级真实问题
職位要求
- Bachelor’s Degree
- 8+ years prior compliance advisory experience, surveillance, or market conduct roles within financial services.
- Hands-on, day-to-day experience operating the NASDAQ SMARTS surveillance platform, specifically covering Hong Kong-listed equities.
- Strong working knowledge of the Securities and Futures Ordinance, Code of Conduct, and market misconduct provisions applicable to the Hong Kong market.
查看招聘來源的要求摘錄
原始資料於 2026-11-01 查閱;內容可能已更新,請查看原始職位。
Bachelor’s Degree . 8+ years prior compliance advisory experience, surveillance, or market conduct roles within financial services. Hands-on, day-to-day experience operating the NASDAQ SMARTS surveillance platform, specifically covering Hong Kong-listed equities. Strong working knowledge of the Securities and Futures Ordinance, Code of Conduct, and market misconduct provisions applicable to the Hong Kong market. Familiarity with Stock Connect trading rules and cross-border surveillance considerations is highly desirable.
來源:公司官网 · 資料查閱日期 2026-11-01。職位狀態及要求請以原始招聘頁面為準。
目前未能確認此職位是否仍在招聘,請先到原始來源核實。